Securities

Recurring compliance failures from across the securities industry that firms and registered representatives can use as a guide to avoid similar violations.

From the Fed’s cautious outlook to mushroom casket funerals, rising cyber threats, and viral real estate videos, this week’s stories spotlight unconventional trends reshaping familiar industries.

From shifting insurance models to Gen Z’s rising influence and a chilling new HBO docuseries, this week’s stories reveal how industries are confronting risk, reputation, and reinvention.

This week, the AICPA and NASBA announced changes to CPA license requirements, Gen Z is getting serious about their finances, and Anna Kendrick became the face of a marketing campaign praised for creating a "halo effect" for advisor recruiting.

Powell’s remarks, a rise in accounting grads, and Reba’s real estate debut reveal a week full of surprises, strategy, and standout success.

NASAA updated its model rule to restrict the use of “advisor” and “adviser” titles to registered IARs and broker-dealer agents. Learn what it means for compliance.

Discover how rising home sales, shifting financial regulations, and evolving professional models are shaping the future of housing, finance, and client services.

From the Fed’s latest Beige Book to sweeping changes in insurance licensing laws across the country, this week’s headlines focus on shifting regulatory landscapes impacting businesses and professionals alike.

From Powell’s tariff concerns and NASAA’s latest regulatory change, to Zillow’s crackdown on off-market listings and states easing licensing standards, explore this week's top stories.

This week’s top news stories focus heavily on economic uncertainty and its implications for businesses and consumers alike.